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Page also exchanged e-mails with various prospective investors wherever he verified the accuracy in the general performance quantities during the advertising supplies.
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His comprehensive sector knowledge and skill to navigate numerous worries make him a sought-right after advisor.
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Particularly, Page distributed marketing and advertising materials for just a hedge fund he fashioned to around 24 likely buyers. The marketing product incorporated general performance figures that considerably overstated the historical fee of return.
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Page confirmed the range’s precision Regardless of getting information that known as the precision on the quantities into question. Due to this fact, Page violated FINRA Rule 2010.
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